Subject of regulation | Licence Number | Licence active since: | Licence not active since: | Status | Activities/Services | Description | Comments | Regulated Activities | 112018-012 | 21-11-2018 | active |
-Dealing in Investments as Principal
-Dealing in Investments as Agent -Managing Investments -Managing a Collective Investment Scheme -Advising on Investments -Arranging Deals in Investments |
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Name | Role | Status | Approval Effective date | Approval Expiration date | |
---|---|---|---|---|---|
Temirbulat Kassymov | Compliance Officer | Active | 23-12-2022 | ||
ZAMIRA SUNDETOVA | Senior Executive Officer | Active | 26-07-2021 | ||
ZAMIRA SUNDETOVA | Director | Active | 26-07-2021 | ||
Irina Davletshina | Finance Officer | Active | 02-08-2019 | ||
MARZHAN ZHETPISPAYEVA | Compliance Officer | Former | 28-10-2021 | 23-12-2022 | |
Altynay Beisenova | Compliance Officer | Former | 21-11-2018 | 28-10-2021 | |
Sholpan Ainabayeva | Senior Executive Officer | Former | 17-06-2021 | 26-07-2021 | |
Dinara Daulbayeva | Senior Executive Officer | Former | 26-08-2020 | 17-06-2021 | |
ZAMIRA SUNDETOVA | Senior Executive Officer | Former | 21-11-2018 | 26-08-2020 |